Why Charlesmead Advisors?
We strive to provide exceptional strategic and transactional advice in creating long-term value, based on our integrity, creativity and broad industry knowledge.
Our mission is to provide independent investment banking and advisory services to assist telecommunications companies in developing and executing optimal transactional and strategic solutions.
Securities Products offered through BA Securities, LLC Member FINRA/SIPC. Charlesmead Advisors, LLC and BA Securities, LLC are separate and independent entities. Any testimonial or endorsement may not be representative of the experience of other customers and is no guarantee of future performance or success. Copyright 2023 Charlesmead Advisors, LLC.
Privacy Policy
Charlesmead is committed to protecting the privacy of its clients. We place a high priority on maintaining the confidentiality and security of the personal and account information that clients share with us in the normal course of doing business. Information may be shared between the Firm's employees, registered representatives, and affiliates. We do not disclose any nonpublic information about our customers or former customers to anyone else, except as permitted by law. Moreover, the Firm expects to collect nonpublic personal information relating to non-institutional clients solely for the purpose of passing that information on to (a) issuers, in issuer private placements, or (b) underwriters, in underwritten transactions. In either case, the client will specifically consent to that use of such subscription information.
We only use information about you and your accounts to help provide you with better service, respond to communications from you, make it more convenient for you to transact business with the firm or to comply with legal and regulatory requirements. We provide access to information about you to non-affiliates in certain limited circumstances, including:
- to lawyers, accountants, and others in order to permit those persons to discharge their responsibilities to the Firm;
- to other broker-dealers, where you have indicated an interest in purchasing securities in a public offering where we and such other broker-dealers are acting together;
- to issuers, where you have indicated an interest in purchasing securities directly in a private placement.
We maintain physical, electronic and procedural safeguards to protect your personal information. If you prefer to limit the sharing of your information, please contact us at 415.844.7700.